ISHARES TR

Ticker: EEM CUSIP: 464287234 Class: MSCI EMG MKT ETF

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 731 Value ($000) $26 Avg Close — Range —
Q3 2015
Shares 10,500 Value ($000) $344 Avg Close — Range —