ISHARES TR

Ticker: EEM CUSIP: 464287234 Class: MSCI EMG MKT ETF

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 150,000 Value ($000) $5,908,000 Avg Close — Range —
Q4 2016
Shares 55,117 Value ($000) $1,930,000 Avg Close — Range —
Q3 2016
Shares 4,425,977 Value ($000) $165,753,000 Avg Close — Range —
Q1 2016
Shares 137,492 Value ($000) $4,709,000 Avg Close — Range —
Q4 2015
Shares 78,000 Value ($000) $2,511,000 Avg Close — Range —