ISHARES TR

Ticker: EEM CUSIP: 464287234 Class: MSCI EMG MKT ETF

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 7,400 Value ($000) $259 Avg Close — Range —
Q3 2016
Shares 3,950 Value ($000) $148 Avg Close — Range —
Q2 2013
Shares 15,000 Value ($000) $578 Avg Close — Range —
Q4 2012
Shares 15,000 Value ($000) $665 Avg Close — Range —
Q1 2010
Shares 47,640 Value ($000) $2,007 Avg Close — Range —
Q4 2009
Shares 287,440 Value ($000) $11,929 Avg Close — Range —
Q3 2009
Shares 390,490 Value ($000) $15,194 Avg Close — Range —
Q2 2009
Shares 474,090 Value ($000) $15,280 Avg Close — Range —
Q1 2009
Shares 6,950 Value ($000) $172 Avg Close — Range —