ISHARES TR

Ticker: EEM CUSIP: 464287234 Class: MSCI EMG MKT ETF

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 7,000 Value ($000) $245 Avg Close — Range —
Q3 2015
Shares 35,400 Value ($000) $1,160 Avg Close — Range —
Q2 2015
Shares 40,200 Value ($000) $1,593 Avg Close — Range —
Q1 2015
Shares 47,900 Value ($000) $1,922 Avg Close — Range —
Q4 2014
Shares 42,000 Value ($000) $1,650 Avg Close — Range —
Q3 2014
Shares 10,200 Value ($000) $424 Avg Close — Range —
Q2 2014
Shares 22,300 Value ($000) $964 Avg Close — Range —
Q1 2014
Shares 14,800 Value ($000) $607 Avg Close — Range —
Q4 2013
Shares 3,600 Value ($000) $150 Avg Close — Range —
Q3 2013
Shares 4,300 Value ($000) $175 Avg Close — Range —
Q2 2013
Shares 3,600 Value ($000) $139 Avg Close — Range —