ISHARES TR

Ticker: EEM CUSIP: 464287234 Class: MSCI EMG MKT ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 4,850 Value ($000) $208 Avg Close — Range —

Q1 2019

Shares 4,850 Value ($000) $208 Avg Close — Range —

Q3 2018

Shares 4,850 Value ($000) $208 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	4,850	$208	—	—
Q1 2019	4,850	$208	—	—
Q3 2018	4,850	$208	—	—