ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 4,673 Value ($000) $534 Avg Close — Range —
Q2 2013
Shares 3,662 Value ($000) $416 Avg Close — Range —