ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 8,178 Value ($000) $940 Avg Close — Range —
Q2 2018
Shares 9,539 Value ($000) $1,093 Avg Close — Range —
Q1 2018
Shares 9,959 Value ($000) $1,169 Avg Close — Range —
Q4 2017
Shares 10,075 Value ($000) $1,225 Avg Close — Range —
Q3 2017
Shares 10,954 Value ($000) $1,328 Avg Close — Range —
Q2 2017
Shares 10,572 Value ($000) $1,274 Avg Close — Range —
Q1 2017
Shares 10,572 Value ($000) $1,247 Avg Close — Range —
Q4 2016
Shares 10,604 Value ($000) $1,243 Avg Close — Range —
Q3 2016
Shares 11,170 Value ($000) $1,376 Avg Close — Range —
Q2 2016
Shares 11,077 Value ($000) $1,360 Avg Close — Range —
Q1 2016
Shares 11,076 Value ($000) $1,316 Avg Close — Range —
Q4 2015
Shares 10,885 Value ($000) $1,241 Avg Close — Range —