ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 2,000 Value ($000) $241 Avg Close — Range —
Q1 2017
Shares 1,750 Value ($000) $206 Avg Close — Range —
Q4 2016
Shares 1,750 Value ($000) $205 Avg Close — Range —
Q3 2016
Shares 1,750 Value ($000) $216 Avg Close — Range —
Q2 2016
Shares 1,750 Value ($000) $215 Avg Close — Range —
Q1 2016
Shares 1,750 Value ($000) $208 Avg Close — Range —
Q3 2015
Shares 1,750 Value ($000) $203 Avg Close — Range —
Q2 2015
Shares 1,750 Value ($000) $203 Avg Close — Range —
Q1 2015
Shares 1,750 Value ($000) $213 Avg Close — Range —
Q4 2014
Shares 1,750 Value ($000) $209 Avg Close — Range —
Q3 2014
Shares 1,750 Value ($000) $207 Avg Close — Range —
Q2 2014
Shares 1,750 Value ($000) $209 Avg Close — Range —
Q1 2014
Shares 1,850 Value ($000) $216 Avg Close — Range —
Q4 2013
Shares 1,850 Value ($000) $211 Avg Close — Range —
Q3 2013
Shares 1,850 Value ($000) $210 Avg Close — Range —
Q2 2013
Shares 1,850 Value ($000) $210 Avg Close — Range —