ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,853 Value ($000) $213 Avg Close — Range —
Q2 2018
Shares 1,760 Value ($000) $202 Avg Close — Range —
Q1 2018
Shares 1,760 Value ($000) $207 Avg Close — Range —
Q4 2017
Shares 2,523 Value ($000) $307 Avg Close — Range —
Q3 2017
Shares 2,100 Value ($000) $255 Avg Close — Range —
Q2 2017
Shares 1,760 Value ($000) $212 Avg Close — Range —
Q1 2017
Shares 2,106 Value ($000) $248 Avg Close — Range —
Q4 2016
Shares 2,106 Value ($000) $247 Avg Close — Range —
Q3 2016
Shares 3,823 Value ($000) $471 Avg Close — Range —
Q2 2016
Shares 3,835 Value ($000) $471 Avg Close — Range —
Q1 2016
Shares 3,946 Value ($000) $469 Avg Close — Range —
Q4 2015
Shares 3,823 Value ($000) $436 Avg Close — Range —
Q3 2015
Shares 3,823 Value ($000) $444 Avg Close — Range —
Q2 2015
Shares 3,823 Value ($000) $442 Avg Close — Range —
Q1 2015
Shares 3,823 Value ($000) $465 Avg Close — Range —
Q4 2014
Shares 1,760 Value ($000) $210 Avg Close — Range —
Q3 2014
Shares 1,760 Value ($000) $208 Avg Close — Range —
Q2 2014
Shares 1,760 Value ($000) $210 Avg Close — Range —
Q1 2014
Shares 1,760 Value ($000) $206 Avg Close — Range —
Q4 2013
Shares 1,760 Value ($000) $201 Avg Close — Range —
Q2 2013
Shares 1,760 Value ($000) $200 Avg Close — Range —