ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

Kepos Capital LP's Holding History (CIK: 0001512020)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 272,700 Value ($000) $31,341 Avg Close — Range —

Q3 2016

Shares 121,300 Value ($000) $14,942 Avg Close — Range —

Q2 2013

Shares 32,200 Value ($000) $3,660 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	272,700	$31,341	—	—
Q3 2016	121,300	$14,942	—	—
Q2 2013	32,200	$3,660	—	—