ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 2,538 Value ($000) $288 Avg Close — Range —
Q1 2013
Shares 4,370 Value ($000) $524 Avg Close — Range —