ISHARES TR

Ticker: LQD CUSIP: 464287242 Class: IBOXX INV CP ETF

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,918 Value ($000) $226 Avg Close — Range —
Q4 2016
Shares 1,953 Value ($000) $229 Avg Close — Range —
Q3 2016
Shares 10,891 Value ($000) $1,342 Avg Close — Range —
Q2 2016
Shares 10,012 Value ($000) $1,229 Avg Close — Range —
Q1 2016
Shares 7,120 Value ($000) $846 Avg Close — Range —