ISHARES TR

Ticker: IVW CUSIP: 464287309 Class: S&P 500 GRWT ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 3,213 Value ($000) $539 Avg Close — Range —

Q1 2018

Shares 2,773 Value ($000) $430 Avg Close — Range —

Q4 2017

Shares 6,591 Value ($000) $1,007 Avg Close — Range —

Q3 2017

Shares 6,520 Value ($000) $935 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	3,213	$539	—	—
Q1 2018	2,773	$430	—	—
Q4 2017	6,591	$1,007	—	—
Q3 2017	6,520	$935	—	—