ISHARES TR

Ticker: IXJ CUSIP: 464287325 Class: GLOB HLTHCRE ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 9 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 134 Value ($000) $8 Avg Close — Range —
Q4 2018
Shares 148 Value ($000) $8 Avg Close — Range —