ISHARES TR

Ticker: IXC CUSIP: 464287341 Class: GLOBAL ENERG ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 80 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 80 Value ($000) $3 Avg Close — Range —
Q4 2016
Shares 80 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 80 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 80 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 80 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 80 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 215 Value ($000) $6 Avg Close — Range —
Q2 2015
Shares 215 Value ($000) $8 Avg Close — Range —
Q1 2015
Shares 215 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 215 Value ($000) $8 Avg Close — Range —
Q3 2014
Shares 350 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 350 Value ($000) $17 Avg Close — Range —
Q1 2014
Shares 350 Value ($000) $15 Avg Close — Range —
Q4 2013
Shares 350 Value ($000) $15 Avg Close — Range —