ISHARES TR

Ticker: JPXN CUSIP: 464287382 Class: JPX NIKKEI 400

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 46,884 Value ($000) $2,832 Avg Close — Range —
Q2 2017
Shares 48,584 Value ($000) $2,833 Avg Close — Range —
Q1 2017
Shares 48,584 Value ($000) $2,713 Avg Close — Range —
Q4 2016
Shares 48,584 Value ($000) $2,576 Avg Close — Range —
Q3 2016
Shares 48,584 Value ($000) $2,640 Avg Close — Range —
Q2 2016
Shares 48,584 Value ($000) $2,439 Avg Close — Range —
Q1 2016
Shares 48,584 Value ($000) $2,417 Avg Close — Range —