ISHARES TR

Ticker: JPXN CUSIP: 464287382 Class: JPX NIKKEI 400

Tortoise Investment Management, LLC's Holding History (CIK: 0001599511)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 250 Value ($000) $13 Avg Close — Range —

Q3 2015

Shares 250 Value ($000) $12 Avg Close — Range —

Q2 2015

Shares 250 Value ($000) $14 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	250	$13	—	—
Q3 2015	250	$12	—	—
Q2 2015	250	$14	—	—