ISHARES TR

Ticker: ILF CUSIP: 464287390 Class: LATN AMER 40 ETF

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 12,065 Value ($000) $338 Avg Close — Range —

Q2 2016

Shares 19,267 Value ($000) $507 Avg Close — Range —

Q1 2016

Shares 44,667 Value ($000) $1,124 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	12,065	$338	—	—
Q2 2016	19,267	$507	—	—
Q1 2016	44,667	$1,124	—	—