ISHARES TR

Ticker: IEF CUSIP: 464287440 Class: Fixed Income ETF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,800 Value ($000) $201 Avg Close — Range —
Q2 2016
Shares 3,250 Value ($000) $367 Avg Close — Range —
Q1 2016
Shares 4,050 Value ($000) $447 Avg Close — Range —
Q4 2015
Shares 6,719 Value ($000) $709 Avg Close — Range —
Q3 2015
Shares 7,600 Value ($000) $820 Avg Close — Range —
Q2 2015
Shares 8,000 Value ($000) $840 Avg Close — Range —
Q1 2015
Shares 5,300 Value ($000) $574 Avg Close — Range —
Q4 2014
Shares 4,300 Value ($000) $456 Avg Close — Range —
Q3 2014
Shares 2,300 Value ($000) $238 Avg Close — Range —