ISHARES TR

Ticker: IEF CUSIP: 464287440 Class: Fixed Income ETF

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 47 Value ($000) $5 Avg Close — Range —

Q1 2016

Shares 67 Value ($000) $7 Avg Close — Range —

Q1 2015

Shares 182 Value ($000) $20 Avg Close — Range —

Q4 2014

Shares 182 Value ($000) $19 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	47	$5	—	—
Q1 2016	67	$7	—	—
Q1 2015	182	$20	—	—
Q4 2014	182	$19	—	—