ISHARES TR

Ticker: IEF CUSIP: 464287440 Class: Fixed Income ETF

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,333 Value ($000) $261 Avg Close — Range —
Q2 2016
Shares 2,333 Value ($000) $264 Avg Close — Range —