ISHARES TR

Ticker: IEF CUSIP: 464287440 Class: Fixed Income ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 310 Value ($000) $34 Avg Close — Range —
Q4 2015
Shares 20 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 20 Value ($000) $2 Avg Close — Range —