ISHARES TR

Ticker: SHY CUSIP: 464287457 Class: ETF

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 7,715 Value ($000) $643 Avg Close — Range —
Q1 2018
Shares 13,404 Value ($000) $1,120 Avg Close — Range —
Q4 2017
Shares 82,680 Value ($000) $6,932 Avg Close — Range —
Q3 2017
Shares 164,236 Value ($000) $13,869 Avg Close — Range —
Q2 2017
Shares 116,092 Value ($000) $9,808 Avg Close — Range —
Q1 2017
Shares 171,388 Value ($000) $14,485 Avg Close — Range —
Q4 2016
Shares 172,066 Value ($000) $14,530 Avg Close — Range —