ISHARES TR

Ticker: EFA CUSIP: 464287465 Class: MSCI EAFE ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 20,264 Value ($000) $1,378 Avg Close — Range —
Q2 2018
Shares 33,240 Value ($000) $2,242 Avg Close — Range —
Q1 2018
Shares 33,289 Value ($000) $2,319 Avg Close — Range —
Q4 2017
Shares 36,791 Value ($000) $2,587 Avg Close — Range —
Q3 2017
Shares 37,073 Value ($000) $2,539 Avg Close — Range —
Q2 2017
Shares 21,782 Value ($000) $1,420 Avg Close — Range —
Q1 2017
Shares 21,458 Value ($000) $1,337 Avg Close — Range —
Q4 2016
Shares 21,458 Value ($000) $1,239 Avg Close — Range —
Q3 2016
Shares 25,282 Value ($000) $1,495 Avg Close — Range —
Q2 2016
Shares 26,221 Value ($000) $1,464 Avg Close — Range —
Q1 2016
Shares 27,018 Value ($000) $1,544 Avg Close — Range —
Q4 2015
Shares 27,018 Value ($000) $1,587 Avg Close — Range —