ISHARES TR

Ticker: EFA CUSIP: 464287465 Class: MSCI EAFE ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 136 Value ($000) $9 Avg Close — Range —

Q3 2022

Shares 136 Value ($000) $8 Avg Close — Range —

Q2 2022

Shares 136 Value ($000) $8 Avg Close — Range —

Q1 2022

Shares 5,099 Value ($000) $375 Avg Close — Range —

Q4 2021

Shares 4,963 Value ($000) $390 Avg Close — Range —

Q3 2021

Shares 4,963 Value ($000) $387 Avg Close — Range —

Q2 2021

Shares 4,963 Value ($000) $391 Avg Close — Range —

Q1 2021

Shares 4,963 Value ($000) $377 Avg Close — Range —

Q4 2020

Shares 4,963 Value ($000) $362 Avg Close — Range —

Q3 2020

Shares 2,329 Value ($000) $148 Avg Close — Range —

Q2 2020

Shares 2,329 Value ($000) $142 Avg Close — Range —

Q1 2020

Shares 2,329 Value ($000) $125 Avg Close — Range —

Q4 2019

Shares 4,695 Value ($000) $326 Avg Close — Range —

Q3 2019

Shares 4,695 Value ($000) $306 Avg Close — Range —

Q2 2019

Shares 4,695 Value ($000) $309 Avg Close — Range —

Q1 2019

Shares 4,695 Value ($000) $305 Avg Close — Range —

Q4 2018

Shares 4,880 Value ($000) $287 Avg Close — Range —

Q3 2018

Shares 4,880 Value ($000) $332 Avg Close — Range —

Q2 2018

Shares 4,880 Value ($000) $327 Avg Close — Range —

Q1 2018

Shares 4,880 Value ($000) $340 Avg Close — Range —

Q4 2017

Shares 4,715 Value ($000) $332 Avg Close — Range —

Q3 2017

Shares 4,715 Value ($000) $323 Avg Close — Range —

Q2 2017

Shares 4,715 Value ($000) $307 Avg Close — Range —

Q1 2017

Shares 4,695 Value ($000) $292 Avg Close — Range —

Q4 2016

Shares 5,206 Value ($000) $301 Avg Close — Range —

Q3 2016

Shares 5,195 Value ($000) $307 Avg Close — Range —

Q2 2016

Shares 79 Value ($000) $4 Avg Close — Range —

Q1 2016