ISHARES TR

Ticker: IWS CUSIP: 464287473 Class: Exchange Traded Fund

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 62,767 Value ($000) $5,278 Avg Close — Range —
Q1 2017
Shares 116,326 Value ($000) $9,654 Avg Close — Range —