ISHARES TR

Ticker: IWS CUSIP: 464287473 Class: Exchange Traded Fund

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 5,237 Value ($000) $471 Avg Close — Range —
Q1 2018
Shares 5,298 Value ($000) $458 Avg Close — Range —
Q4 2017
Shares 5,421 Value ($000) $484 Avg Close — Range —
Q3 2017
Shares 5,507 Value ($000) $467 Avg Close — Range —