ISHARES TR

Ticker: IWP CUSIP: 464287481 Class: RUS MD CP GR ETF

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 468 Value ($000) $46 Avg Close — Range —
Q4 2014
Shares 3,327 Value ($000) $310 Avg Close — Range —