ISHARES TR

Ticker: IWP CUSIP: 464287481 Class: RUS MD CP GR ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 4,455 Value ($000) $504 Avg Close — Range —
Q2 2017
Shares 55,574 Value ($000) $6,006 Avg Close — Range —
Q1 2017
Shares 50,206 Value ($000) $5,209 Avg Close — Range —
Q4 2016
Shares 49,404 Value ($000) $4,811 Avg Close — Range —
Q3 2016
Shares 53,290 Value ($000) $5,189 Avg Close — Range —
Q2 2016
Shares 112,501 Value ($000) $10,528 Avg Close — Range —
Q1 2016
Shares 108,460 Value ($000) $9,996 Avg Close — Range —
Q4 2015
Shares 104,352 Value ($000) $9,592 Avg Close — Range —
Q3 2015
Shares 198,352 Value ($000) $17,576 Avg Close — Range —
Q2 2015
Shares 185,005 Value ($000) $17,918 Avg Close — Range —
Q1 2015
Shares 179,615 Value ($000) $17,590 Avg Close — Range —