ISHARES TR

Ticker: IBB CUSIP: 464287556 Class: ISHARES BIOTECH

BARINGS LLC's Holding History (CIK: 0000009015)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 4,376 Value ($000) $1,283 Avg Close — Range —

Q4 2016

Shares 1,000 Value ($000) $265 Avg Close — Range —

Q3 2016

Shares 1,000 Value ($000) $289 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	4,376	$1,283	—	—
Q4 2016	1,000	$265	—	—
Q3 2016	1,000	$289	—	—