ISHARES TR

Ticker: IJK CUSIP: 464287606 Class: S&P MC 400GR ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 86,501 Value ($000) $19,573 Avg Close — Range —
Q3 2019
Shares 101,657 Value ($000) $22,757 Avg Close — Range —
Q2 2019
Shares 86,501 Value ($000) $19,573 Avg Close — Range —
Q1 2019
Shares 83,280 Value ($000) $18,247 Avg Close — Range —
Q4 2018
Shares 44,624 Value ($000) $8,533 Avg Close — Range —
Q3 2018
Shares 31,091 Value ($000) $7,242 Avg Close — Range —
Q2 2018
Shares 33,340 Value ($000) $7,494 Avg Close — Range —
Q1 2018
Shares 47,500 Value ($000) $10,371 Avg Close — Range —
Q4 2017
Shares 40,597 Value ($000) $8,762 Avg Close — Range —
Q3 2017
Shares 41,586 Value ($000) $8,415 Avg Close — Range —
Q2 2017
Shares 48,898 Value ($000) $9,614 Avg Close — Range —
Q1 2017
Shares 15,651 Value ($000) $2,988 Avg Close — Range —
Q4 2016
Shares 30,794 Value ($000) $5,611 Avg Close — Range —
Q3 2016
Shares 32,199 Value ($000) $5,626 Avg Close — Range —
Q2 2016
Shares 128,820 Value ($000) $21,785 Avg Close — Range —
Q1 2016
Shares 127,367 Value ($000) $20,711 Avg Close — Range —
Q4 2015
Shares 118,249 Value ($000) $19,033 Avg Close — Range —
Q3 2015
Shares 113,117 Value ($000) $17,770 Avg Close — Range —
Q2 2015
Shares 108,819 Value ($000) $18,445 Avg Close — Range —
Q1 2015
Shares 103,791 Value ($000) $17,801 Avg Close — Range —
Q4 2014
Shares 202,691 Value ($000) $32,364 Avg Close — Range —
Q3 2014
Shares 163,871 Value ($000) $24,818 Avg Close — Range —
Q2 2014
Shares 130,611 Value ($000) $20,516 Avg Close — Range —
Q1 2014
Shares 110,324 Value ($000) $16,871 Avg Close — Range —
Q4 2013
Shares 120,060 Value ($000) $18,032 Avg Close — Range —
Q3 2013
Shares 42,029 Value ($000) $5,847 Avg Close — Range —