ISHARES TR

Ticker: IJK CUSIP: 464287606 Class: S&P MC 400GR ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 2,492 Value ($000) $576 Avg Close — Range —
Q1 2018
Shares 1,617 Value ($000) $353 Avg Close — Range —
Q4 2017
Shares 1,172 Value ($000) $253 Avg Close — Range —
Q3 2017
Shares 1,226 Value ($000) $248 Avg Close — Range —