ISHARES TR

Ticker: IJK CUSIP: 464287606 Class: S&P MC 400GR ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 1,350 Value ($000) $258 Avg Close — Range —
Q3 2018
Shares 1,382 Value ($000) $322 Avg Close — Range —
Q2 2018
Shares 1,156 Value ($000) $260 Avg Close — Range —
Q1 2018
Shares 1,265 Value ($000) $276 Avg Close — Range —
Q4 2017
Shares 1,210 Value ($000) $261 Avg Close — Range —
Q3 2017
Shares 1,184 Value ($000) $240 Avg Close — Range —
Q3 2016
Shares 4,708 Value ($000) $823 Avg Close — Range —
Q2 2016
Shares 4,181 Value ($000) $707 Avg Close — Range —
Q1 2016
Shares 3,164 Value ($000) $515 Avg Close — Range —
Q3 2015
Shares 1,045 Value ($000) $164 Avg Close — Range —
Q2 2015
Shares 1,120 Value ($000) $189 Avg Close — Range —
Q1 2015
Shares 1,050 Value ($000) $180 Avg Close — Range —
Q4 2014
Shares 1,098 Value ($000) $175 Avg Close — Range —
Q3 2014
Shares 1,047 Value ($000) $159 Avg Close — Range —
Q2 2014
Shares 1,046 Value ($000) $164 Avg Close — Range —
Q1 2014
Shares 1,046 Value ($000) $160 Avg Close — Range —
Q4 2013
Shares 776 Value ($000) $117 Avg Close — Range —
Q3 2013
Shares 1,049 Value ($000) $146 Avg Close — Range —
Q2 2013
Shares 1,106 Value ($000) $143 Avg Close — Range —