ISHARES TR

Ticker: IWB CUSIP: 464287622 Class: RUS 1000 ETF

CIM, LLC's Holding History (CIK: 0001364725)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 14,015 Value ($000) $1,689 Avg Close — Range —

Q2 2016

Shares 55,065 Value ($000) $6,437 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	14,015	$1,689	—	—
Q2 2016	55,065	$6,437	—	—