ISHARES TR

Ticker: IWO CUSIP: 464287648 Class: RUS 2000 GRW ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 1,953 Value ($000) $328 Avg Close — Range —
Q3 2018
Shares 2,236 Value ($000) $481 Avg Close — Range —
Q2 2018
Shares 2,325 Value ($000) $475 Avg Close — Range —
Q1 2018
Shares 1,951 Value ($000) $372 Avg Close — Range —
Q4 2017
Shares 1,926 Value ($000) $360 Avg Close — Range —
Q3 2017
Shares 10,088 Value ($000) $1,805 Avg Close — Range —
Q2 2017
Shares 17,545 Value ($000) $2,961 Avg Close — Range —
Q1 2017
Shares 16,011 Value ($000) $2,588 Avg Close — Range —
Q4 2016
Shares 31,098 Value ($000) $4,787 Avg Close — Range —
Q3 2016
Shares 34,620 Value ($000) $5,155 Avg Close — Range —
Q2 2016
Shares 71,693 Value ($000) $9,835 Avg Close — Range —
Q1 2016
Shares 69,907 Value ($000) $9,270 Avg Close — Range —
Q4 2015
Shares 64,720 Value ($000) $9,014 Avg Close — Range —
Q3 2015
Shares 48,475 Value ($000) $6,494 Avg Close — Range —
Q2 2015
Shares 45,359 Value ($000) $7,012 Avg Close — Range —
Q1 2015
Shares 42,664 Value ($000) $6,466 Avg Close — Range —
Q4 2014
Shares 99,825 Value ($000) $14,213 Avg Close — Range —
Q3 2014
Shares 45,694 Value ($000) $5,926 Avg Close — Range —
Q2 2014
Shares 3,020 Value ($000) $418 Avg Close — Range —
Q1 2014
Shares 3,188 Value ($000) $434 Avg Close — Range —
Q4 2013
Shares 4,902 Value ($000) $664 Avg Close — Range —
Q3 2013
Shares 9,785 Value ($000) $1,231 Avg Close — Range —
Q2 2013
Shares 41,103 Value ($000) $4,583 Avg Close — Range —