ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 975 Value ($000) $161 Avg Close — Range —
Q4 2016
Shares 1,685 Value ($000) $227 Avg Close — Range —
Q4 2015
Shares 42,835 Value ($000) $4,824 Avg Close — Range —
Q3 2015
Shares 4,905 Value ($000) $536 Avg Close — Range —
Q4 2013
Shares 249 Value ($000) $29 Avg Close — Range —