ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 15,504 Value ($000) $2,131 Avg Close — Range —

Q4 2016

Shares 15,317 Value ($000) $186 Avg Close — Range —

Q3 2016

Shares 14,707 Value ($000) $1,827 Avg Close — Range —

Q2 2016

Shares 11,171 Value ($000) $1,284 Avg Close — Range —

Q1 2016

Shares 12,288 Value ($000) $1,360 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	15,504	$2,131	—	—
Q4 2016	15,317	$186	—	—
Q3 2016	14,707	$1,827	—	—
Q2 2016	11,171	$1,284	—	—
Q1 2016	12,288	$1,360	—	—