ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 2,048 Value ($000) $345 Avg Close — Range —
Q2 2018
Shares 2,048 Value ($000) $335 Avg Close — Range —
Q1 2018
Shares 1,951 Value ($000) $296 Avg Close — Range —
Q4 2017
Shares 1,951 Value ($000) $297 Avg Close — Range —
Q3 2017
Shares 1,951 Value ($000) $289 Avg Close — Range —
Q2 2017
Shares 1,951 Value ($000) $275 Avg Close — Range —
Q1 2017
Shares 4,851 Value ($000) $667 Avg Close — Range —
Q4 2016
Shares 1,951 Value ($000) $263 Avg Close — Range —
Q3 2016
Shares 5,200 Value ($000) $646 Avg Close — Range —
Q2 2016
Shares 4,008 Value ($000) $461 Avg Close — Range —
Q1 2016
Shares 7,244 Value ($000) $801 Avg Close — Range —
Q3 2014
Shares 5,113 Value ($000) $559 Avg Close — Range —
Q2 2014
Shares 5,663 Value ($000) $673 Avg Close — Range —
Q1 2014
Shares 7,613 Value ($000) $886 Avg Close — Range —
Q4 2013
Shares 19,856 Value ($000) $2,291 Avg Close — Range —
Q3 2013
Shares 16,392 Value ($000) $1,748 Avg Close — Range —
Q2 2013
Shares 16,328 Value ($000) $1,584 Avg Close — Range —