ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 40,000 Value ($000) $5,394 Avg Close — Range —
Q3 2015
Shares 42,650 Value ($000) $4,657 Avg Close — Range —
Q3 2014
Shares 128,374 Value ($000) $14,038 Avg Close — Range —
Q3 2013
Shares 2,600 Value ($000) $277 Avg Close — Range —