ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

Empyrean Capital Partners, LP's Holding History (CIK: 0001317195)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 249,929 Value ($000) $37,437 Avg Close — Range —
Q1 2019
Shares 23,300 Value ($000) $3,567 Avg Close — Range —
Q4 2017
Shares 337,048 Value ($000) $51,386 Avg Close — Range —
Q3 2017
Shares 275,712 Value ($000) $40,855 Avg Close — Range —
Q2 2017
Shares 112,000 Value ($000) $15,783 Avg Close — Range —
Q3 2016
Shares 69,923 Value ($000) $8,685 Avg Close — Range —
Q2 2016
Shares 544,700 Value ($000) $62,630 Avg Close — Range —