ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 6,002 Value ($000) $698 Avg Close — Range —

Q4 2013

Shares 4,216 Value ($000) $473 Avg Close — Range —

Q3 2013

Shares 35,709 Value ($000) $3,807 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	6,002	$698	—	—
Q4 2013	4,216	$473	—	—
Q3 2013	35,709	$3,807	—	—