ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 2,521 Value ($000) $338 Avg Close — Range —
Q3 2018
Shares 1,254 Value ($000) $211 Avg Close — Range —