ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 30,000 Value ($000) $3,726 Avg Close — Range —
Q2 2016
Shares 30,000 Value ($000) $3,449 Avg Close — Range —
Q1 2016
Shares 30,000 Value ($000) $3,319 Avg Close — Range —
Q4 2015
Shares 30,000 Value ($000) $3,379 Avg Close — Range —
Q3 2015
Shares 30,000 Value ($000) $3,276 Avg Close — Range —
Q2 2015
Shares 30,000 Value ($000) $3,746 Avg Close — Range —
Q1 2015
Shares 30,000 Value ($000) $3,731 Avg Close — Range —
Q4 2014
Shares 56,350 Value ($000) $6,741 Avg Close — Range —
Q3 2014
Shares 41,400 Value ($000) $4,527 Avg Close — Range —
Q2 2014
Shares 20,000 Value ($000) $2,376 Avg Close — Range —