ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 9,022 Value ($000) $1,488 Avg Close — Range —

Q1 2017

Shares 7,500 Value ($000) $1,031 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	9,022	$1,488	—	—
Q1 2017	7,500	$1,031	—	—