ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 2,169 Value ($000) $329 Avg Close — Range —
Q4 2017
Shares 2,169 Value ($000) $331 Avg Close — Range —
Q3 2017
Shares 2,169 Value ($000) $321 Avg Close — Range —
Q2 2017
Shares 2,169 Value ($000) $306 Avg Close — Range —
Q1 2017
Shares 2,169 Value ($000) $298 Avg Close — Range —
Q4 2016
Shares 2,169 Value ($000) $292 Avg Close — Range —
Q1 2016
Shares 2,090 Value ($000) $231 Avg Close — Range —
Q4 2015
Shares 3,488 Value ($000) $393 Avg Close — Range —
Q3 2015
Shares 3,488 Value ($000) $381 Avg Close — Range —
Q2 2015
Shares 9,316 Value ($000) $1,163 Avg Close — Range —
Q1 2015
Shares 9,316 Value ($000) $1,159 Avg Close — Range —
Q4 2014
Shares 9,156 Value ($000) $1,095 Avg Close — Range —
Q3 2014
Shares 9,101 Value ($000) $995 Avg Close — Range —
Q2 2014
Shares 8,784 Value ($000) $1,044 Avg Close — Range —
Q1 2014
Shares 6,754 Value ($000) $786 Avg Close — Range —