ISHARES TR

Ticker: IDU CUSIP: 464287697 Class: Exchange Traded Fund

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 9,601 Value ($000) $1,276 Avg Close — Range —
Q2 2017
Shares 20,666 Value ($000) $2,687 Avg Close — Range —
Q1 2017
Shares 17,903 Value ($000) $2,299 Avg Close — Range —
Q2 2016
Shares 30,450 Value ($000) $3,997 Avg Close — Range —
Q1 2016
Shares 30,910 Value ($000) $3,823 Avg Close — Range —
Q4 2015
Shares 17,773 Value ($000) $1,918 Avg Close — Range —
Q2 2014
Shares 5,054 Value ($000) $563 Avg Close — Range —
Q1 2014
Shares 17,448 Value ($000) $1,818 Avg Close — Range —
Q4 2013
Shares 20,321 Value ($000) $1,947 Avg Close — Range —
Q3 2013
Shares 23,229 Value ($000) $2,181 Avg Close — Range —
Q2 2013
Shares 21,629 Value ($000) $2,046 Avg Close — Range —