ISHARES TR

Ticker: IDU CUSIP: 464287697 Class: Exchange Traded Fund

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 278 Value ($000) $33 Avg Close — Range —
Q3 2014
Shares 266 Value ($000) $28 Avg Close — Range —
Q2 2014
Shares 304 Value ($000) $34 Avg Close — Range —
Q1 2014
Shares 266 Value ($000) $28 Avg Close — Range —
Q4 2013
Shares 266 Value ($000) $25 Avg Close — Range —
Q3 2013
Shares 10,586 Value ($000) $994 Avg Close — Range —
Q2 2013
Shares 1,802 Value ($000) $172 Avg Close — Range —