ISHARES TR

Ticker: IJJ CUSIP: 464287705 Class: S&P MC 400VL ETF

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 88,200 Value ($000) $11,275 Avg Close — Range —

Q4 2013

Shares 230 Value ($000) $27 Avg Close — Range —

Q3 2013

Shares 230 Value ($000) $25 Avg Close — Range —

Q2 2013

Shares 230 Value ($000) $23 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	88,200	$11,275	—	—
Q4 2013	230	$27	—	—
Q3 2013	230	$25	—	—
Q2 2013	230	$23	—	—