ISHARES TR

Ticker: IJJ CUSIP: 464287705 Class: S&P MC 400VL ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 119,868 Value ($000) $19,115 Avg Close — Range —
Q3 2019
Shares 145,283 Value ($000) $23,231 Avg Close — Range —
Q2 2019
Shares 119,868 Value ($000) $19,115 Avg Close — Range —
Q1 2019
Shares 112,567 Value ($000) $17,670 Avg Close — Range —
Q4 2018
Shares 41,462 Value ($000) $5,736 Avg Close — Range —
Q3 2018
Shares 29,733 Value ($000) $4,975 Avg Close — Range —
Q2 2018
Shares 32,288 Value ($000) $5,232 Avg Close — Range —
Q1 2018
Shares 45,303 Value ($000) $6,999 Avg Close — Range —
Q4 2017
Shares 53,812 Value ($000) $8,616 Avg Close — Range —
Q3 2017
Shares 56,496 Value ($000) $8,629 Avg Close — Range —
Q2 2017
Shares 67,979 Value ($000) $10,098 Avg Close — Range —
Q1 2017
Shares 61,276 Value ($000) $9,096 Avg Close — Range —
Q4 2016
Shares 51,787 Value ($000) $7,520 Avg Close — Range —
Q3 2016
Shares 55,203 Value ($000) $7,342 Avg Close — Range —
Q2 2016
Shares 168,626 Value ($000) $21,593 Avg Close — Range —
Q1 2016
Shares 175,514 Value ($000) $21,771 Avg Close — Range —
Q4 2015
Shares 158,785 Value ($000) $18,610 Avg Close — Range —
Q3 2015
Shares 129,676 Value ($000) $14,958 Avg Close — Range —
Q2 2015
Shares 120,687 Value ($000) $15,564 Avg Close — Range —
Q1 2015
Shares 113,599 Value ($000) $14,876 Avg Close — Range —
Q4 2014
Shares 108,360 Value ($000) $13,852 Avg Close — Range —
Q3 2014
Shares 86,851 Value ($000) $10,449 Avg Close — Range —
Q2 2014
Shares 163,258 Value ($000) $20,721 Avg Close — Range —
Q1 2014
Shares 142,530 Value ($000) $17,163 Avg Close — Range —
Q4 2013
Shares 103,366 Value ($000) $12,014 Avg Close — Range —
Q3 2013
Shares 80,450 Value ($000) $8,690 Avg Close — Range —