ISHARES TR

Ticker: IJJ CUSIP: 464287705 Class: S&P MC 400VL ETF

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 1,182 Value ($000) $150 Avg Close — Range —

Q1 2014

Shares 1,222 Value ($000) $147 Avg Close — Range —

Q4 2013

Shares 1,001 Value ($000) $116 Avg Close — Range —

Q3 2013

Shares 710 Value ($000) $77 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	1,182	$150	—	—
Q1 2014	1,222	$147	—	—
Q4 2013	1,001	$116	—	—
Q3 2013	710	$77	—	—